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Review of: Policy-making and Diversity in Europe. Escape from Deadlock by Adrienne Héritier
Cambridge University Press, 1999.
113 pages. £35.00.
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  Reviewed by: Morten Egeberg
University of Oslo
 
  Reviewed in: Public Administration  
  Date accepted online: 14/11/2001
Published in print: Volume 78, Issue 3, Pages 715-722
 

Reviews

In a system of multi-level governance involving very diverse actors and ruled by ‘quasi-unanimity’, like the EU, there is a strong inherent tendency for policy making to be brought to a halt, Adrienne Héritier asserts in her new book. This is because the great majority of decisions taken entail one or other type of cost for at least some of the participants, e.g. economic losses, financial burdens, or alien regulatory styles implying problems of administrative adjustment. However, since the EU is also characterized by institutional change and rapid policy movement, there is an apparently paradoxical co-existence of stalling and quick development that needs explanation. How can interest accommodation, policy innovation and democratic legitimation in various issue areas be accounted for in a system which is so riddled with veto points? The author’s answer is ‘subterfuge’, or ‘escape routes’. These are informal strategies and process patterns that circumvent political impasses, including for example the creative use of various institutional channels and arenas, windows of opportunity, and elements of surprise and secrecy. It is assumed at the outset that subterfuge has a greater potential in an ‘unsettled polity’ like the EU than in a mature or ‘finished’ governance system.

Héritier then derives some propositions from bargaining theory and organization theory respectively regarding how decisional deadlocks might be transcended. According to bargaining theory, stalemates may be avoided by, for instance, striking package deals, offering compensation payments and reaching compromises. From organization theory she borrows Nils Brunsson’s idea of hypocrisy according to which deadlocks are circumvented by ‘talk’ and symbolic action. Policy innovation is facilitated by insulating experts from their political masters.

Based on her own empirical research, and on secondary analyses, Héritier then discusses the role of subterfuge in various policy arenas, arenas that are somewhat akin to Theodore Lowi’s typology: market-making policy (transport and telecommunications), the provision of collective goods and the reduction of externalities (environmental policy), market-correcting, redistributive policy (regional and social policy) and market-correcting, distributive policy (research and technology). The main result of the empirical work is that policy processes in all the sectors covered might have come to a halt had it not been for the available ‘escape routes’; package deals, shifts of arenas (e.g. from the Council to the Court), alternative procedures (e.g. QMR vs. tripartite corporatist deals); external events, ‘talk’ separated from action, expertise insulation, etc. Thus, the underlying theories offer complementary answers. ‘Where the stakes are clear and the problem is easy to understand, bargaining theory covering all forms of compromises is arguably more appropriate’ (p. 91). Given the opposite situation, the separation of talk and action emphasized by Brunsson may be better in order to explain subterfuge. However, no clear relationship between type of policy and the use of escape routes emerged from the data.

By mainly drawing on Brunsson’s work on hypocrisy, the author has been extremely selective concerning the role that organization theory might play in her efforts to account for how deadlocks might be avoided. In my view there are several far more obvious expectations that could be derived from an organizational perspective. For example, one would assume that national decision makers who interact routinely and extensively with other nationals and EU representatives within organizational settings like working parties and ministerial meetings will become affected to some extent. As participants in multi-level structures, they become exposed to additional obligations, agendas, problems, solutions, incentives and sanctions. It follows that interest diversity may become modified, that common solutions might be discovered, and that deadlock situations probably will occur less frequently. The organizational resources available at the supranational level could be crucial as regards the extent to which collective agendas and alternatives can be developed and substantiated. And finally, a complex and loosely coupled system like the EU may be highly conducive to policy innovation. From an organizational point of view this feature of the EU is probably much more important than the insulation of experts from political control.

Adrienne Héritier has a lot to say about the pivotal role played by institutions like the Commission and the Court in various policy arenas. May be several readers will miss an explicit discussion on the intergovernmentalism/institutionalism issue which is so high on the research agenda (as well as on the political agenda). Within the chosen frame, however, Adrienne Héritier has written a tightly woven book which is analytically stringent and empirically rich.


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