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Review of:

Victory in War: Foundations of Modern Military Policy by William C. Martel
Cambridge University Press, 2007

The Meaning of Military Victory by Robert Mandel
Lynne Rienner Publishers, 2006

Reviewed By: Timothy W. Crawford
Reviewed in: The Journal of Politics
Date accepted online: 14/01/2008
Published in print: Volume 69, Issue 04, Pages 1210-1230
See all reviews for this journal

Book Reviews

The U.S. war in Iraq evokes two cautionary themes of military statecraft. The first is that one can "win the war but lose the peace." The second is that how one wins the war can determine whether one wins the peace. Even for winners, victory is often elusive and contingent. It is no surprise, then, that in strategic discourse we have trouble defining, measuring, and arguing about victory in coherent and consistent terms. These two books are important attempts to rectify this situation. Martel aims to provide "more precise language ...to sharpen debate and make the nature of victory more transparent" (p. 8). Mandel seeks likewise to escape the "definitional morass" and to "clarify [victory's] meaning" so that it can be an "analytically useful lens for evaluating war outcomes" (p. 13).

Though both aspire to and achieve larger relevance, the struggle to make sense of the Iraq war colors much of the analysis. The authors lean toward different judgments on that score. For Martel, the United States has come close to, and remains within reach of, a "grand strategic victory," although he hedges on this point (pp. 255-256, 260-263, 288, 294). Mandel judges the United States to have "completely squandered" strategic victory in Iraq (pp. 107-108). Both thus presume that sweeping victory is, or was at one time, possible. This reflects a deeper similarity: except in respect to nuclear war, neither book fathoms the tragic possibility that, in some situations, even the most powerful states can not convert a military win into political victory, no matter how well they plan, execute, build support and sustain commitment.

Martel works in the tradition of James Rosenau's "pretheory"-building, seeking to identify organizing principles, key sets of variables and their rough impact on outcomes, and to "render comparable" relevant phenomena (pp. 5, 91, 296). But he gives philosophical sources their due, furnishing a valuable two-chapter survey of the treatment of victory in strategic thought, running from Sun-Tzu and the Greeks to cold war thinkers like Brodie and Kissinger.

Victory in War's major contribution is a schema comprising four measures of victory. The first and overarching one is the "level of victory" which ranges from tactical, to political-military, to grand strategic. The second is the degree of change to the status quo produced by victory, which ranges from the "limited" (e.g., a policy shift on the adversary's part) to the comprehensive (the elimination of an enemy regime and occupation of its territory). The third is the "scale of the state's mobilization of its political, military, economic, and social resources for war." Such mobilization may be "limited"-involving but a small portion of existing military forces-or "extensive," drawing heavily upon a society's military and civilian resources, and requiring a great deal of domestic political and international support. Fourth is the extent of "postconflict obligations" assumed after military success (e.g., economic aid, political support) which can range from "limited" to "protracted" (it is not clear where small but long lasting commitments would fall on this scale).

Martel disavows any set causal relationships across these concepts (p. 296), but it is clear that high values on the second, third, and fourth category, are tied to high levels of victory. This is most true for the relationship between alteration of the status quo and level of victory, since grand strategic victory is defined in terms of "a profound reordering in the strategic foundations of international politics" (p. 97). Such dramatic change, he suggests, will require the winner to extensively mobilize internal and external resources, occupy and regime-change adversaries, and commit to lengthy post-war involvements.

Given the importance it places on building solid conceptual foundations, Victory in War's four-part scheme has some unfortunate flaws in logic and construction. In the Change in Status Quo scale (pp. 95, 99), it is not clear how the middle value ("use force to transform the [adversary's] institutional, constitutional, or economic foundations") differs from the highest "and most comprehensive degree of change"-the occupation of the defeated state and regime change (p. 99), an ambiguity that convolutes later empirical discussion of victory (e.g., pp. 259-260). Most problematic is the scoping of "grand strategic victory." First pitched as a profound change of the international system, akin to the outcome of a hegemonic war, it is defined-down to a power shift in a regional context, and then to merely "the outcome of wars in which the state defeats the economic, political, and military sources of another state, prevents it from using military power or posing a threat, and intends those changes will have strategic consequences" (p. 98). Even the 1983 U.S. invasion of Grenada could meet these criteria! Whatever the victor's intentions, the defeat, occupation, and regime change, of most states is not liable to "profoundly reorder the strategic foundations of international politics" (p. 97). For that to occur the defeated state must be a great power or the ideological ripple effects of its defeat must be unusually large and propitious for the victor's cause.

Chapter 5 surveys major U.S. wars before the 1980s: the Revolution, War of 1812, Civil War, World War I, World War II, Cold War, Korean War, and Vietnam War. (How one can justify comparing "the cold war"-a five-decades-long strategic rivalry that did not involve direct war between the United States and Soviet Union-with a series of actual, discrete, hot wars, two of which occurred during the cold war, is never made clear: also see pp. 294-297). Martel distills from this survey an argument about the emergence of a "U.S. theory of victory" (p. 146), the precepts of which reflect the results of U.S. victory in World War II (pp. 136-145). Despite this, the nuclear age muted appetites for untrammeled military victories by raising the specter of nuclear holocaust as the Pyrrhic payoff (p. 147) (a theme also struck by Mandel, pp. 133-134). But, Martel argues, with "the rise of Islamic terrorism and the absolute struggle between terrorist organizations and the West," the goal of grand strategic victory is back in vogue (p. 98).

Martel's scheme is applied in six chapter-length case studies, including the 1986 air-strikes against Libya, the 1989 Panama invasion, the 1991 Gulf War, the 1990s interventions in Bosnia and Kosovo, and the 2001 invasion of Afghanistan and 2003 invasion of Iraq. Each shows how Martel's framework illuminates key issues concerning the interpretation of victory. An important theme comes out in the early chapters: modest political-military successes achieved without exorbitant costs and soaring expectations should be recognized as victories nonetheless, and Americans would do well to develop a taste for them. One may wish to dispute Martel's interpretation and arguments in some of these cases-especially his contention that the U.S. wars in Afghanistan and Iraq could have been, and could still become, grand strategic victories (pp. 237-242, 254-264)-but in doing so, find his focal concepts nonetheless useful.

Martel also uses his pre-theoretical concepts to drive an incisive analysis of the relative utility of different forms of military power for the achievement of different levels, and conditions, of victory. Although he eschews "formulaic interpretation," his strongest claim is compelling: the sorts of victories likely to be sought in the years ahead will call for commitments of ground forces, because only they can furnish the sorts of outcomes we seek in such victories. (Mandel comes to similar conclusions about the importance of the "human-intensive" approach, pp. 168-169.)

Mandel's Meaning of Military Victory is concerned with "modern" "strategic victory," as it relates to military action by Western democracies after the cold war (p. ix). His analytical framework rests on the distinction between two phases: "winning the war" by defeating the opponent's forces and "winning the peace" by "manag[ing] the transition afterward" so that the winner can "reap the [political] payoffs" (p. 13). Strategic victory requires success in both phases. The focus on Western democracies is justified "because of their global power dominance"; the focus on "modern" strategic victory by the gulf between it and "pre-modern" approaches. Pre-modern victory meant crushing the defeated by force, stealing its land and resources, imposing on it government and a social hierarchy to service one's interests, and be damned with its economic welfare, good government, or what outside observers might think of your handiwork. Modern strategic victory for Western democracies means doing things rather differently, and since much less scholarly focus has been given to the peace-winning half of the equation, Mandel delineates six components of strategic victory-the "informational," "military," "political," "economic," "social," and "diplomatic"-which capture critical conditions and dynamics in that phase (pp. 15-27).

This framework is not conducive to precision, but as with Martel's scheme, one can get a sense of how it works by postulating an across-the-board strategic victory. Such would yield for the victor: intelligence superiority over postwar threats inside and outside the defeated country; an ability to maintain security in the defeated country by deterring internal and external "belligerent parties"; a friendly, stable, "self-determined" and "duly elected" new government in the defeated state; "assured access to needed resources in the defeated state" coupled with a successful rebuilding of the defeated state's economy and its reintegration "into the regional and global economy"; successful management of internal conflict within the defeated state, and its transformation "in the direction of reliance on civil discourse to resolve internal and external agreements"; and finally, again, for the victor, "diplomatic respect" and "external legitimacy" which means "reliable approval and tangible support" from the public, allies, international organizations, NGOs, etc. (p. 17).

A tall order indeed and Mandel is not optimistic: "the impediments [to realizing such strategic victory] are so significant that it is quite difficult to find a recent case providing a textbook example" (pp. 27-28). Nevertheless, such is the state of international politics today, that Western democracies are bound by "global rules of the game" (pp. 119-121), and their own internal normative and political structures, to pursue such lavish strategic victories. Although unblemished strategic victories are scarcely obtainable, it is more useful, he argues, to analyze how warwinners perform in, and make trade-offs among, these dimensions of peace-winning than to render "simple binary yes-no" verdicts on the achievement of strategic victory (p. 28).

Mandel employs the six elements of strategic victory in an especially interesting way in Chapter 4, showing how the usual psychological pathologies of decision-making (e.g., wishful thinking) contribute to unwarranted optimism about the prospects for, and potential rewards of, strategic victory, by distorting perceptions and judgments concerning conditions and payoffs in each of the six categories. A related theme is brought out in Chapter 2 ( on "Morality and War") which describes how military victors may succumb to feelings of moral superiority that encourage blunders and rigidity in the peace-winning phase, and alienate potential supporters inside and outside the defeated state.

Chapter 5 briefly looks at four recent cases (matching Martel's last four case-studies) of military victory: the 1991 Gulf War, the 1999 Kosovo War, and the post 9/11 wars against Afghanistan and Iraq. Mandel finds that "in many ways each case constitutes a vivid illustration of the pitfalls of pursuing strategic victory ...indeed the general result has been decidedly disappointing long-term political consequences" (p. 109). Five key failings obtained in each case: too much planning and effort were focused on phase one at the expense of phase two; there was too much confidence about achieving postwar goals quickly and easily; there was too much optimism about the payoffs of achieving those goals; the reaction to adverse events and obstacles to postwar success was sluggish and ineffective; and finally, the overall objectives of each war were not defined (and limited) effectively, or adequately defended in the public sphere (p. 110). (Especially on the 1991 Gulf War, Afghanistan, and Iraq, many of these themes appear in Victory in War too).

In another chapter, Mandel uses his analytical tool-box to parse out crucial differences, and contradictory tendencies, between the meaning and pursuit of strategic victory in conventional wars and wars against insurgencies and terrorist groups. This discussion provides a useful counterpoint to the approach in Martel's Victory in War (in Chaps. 10 and 11), which is to lump together the conventional, counterinsurgency, and counterterror aspects of the wars in Afghanistan and Iraq. Mandel's concluding chapter lays out prescriptions for "managing" strategic victory which, given much of the preceding theory and argument, is incongruously upbeat about feasibility.

Each book is thought-provoking and makes a useful scholarly contribution. In their strengths and weaknesses they reveal the possibilities of thinking theoretically about war and politics. Serious students of war termination should read and wrestle with both.