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Review of:

Federal-Provincial Diplomacy: The Making of Recent Policy in Canada by Richard Simeon
University of Toronto Press, Toronto, 2006
Pages: 380. $32.95

Reviewed By: Gerard Boychuk
Reviewed in: Governance
Date accepted online: 10/04/2008
Published in print: Volume 20, Issue 04, Pages 703-715
See all reviews for this journal

Book Reviews

Reviewing a seminal work more than 35 years old and, yet, still recently garnering a major award from the American Political Science Association is particularly daunting-not only simply because one might be reticent to criticize such a highly esteemed work but also because one wonders, what new can be said? Accordingly, this review will dispense with such accolades as "thoughtful," "compelling," "major contribution," and "essential reading." Federal-Provincial Diplomacy is, of course, all of these. Rather, the review will consider how and whether the book would have looked differently had it been written today. In doing so, it considers one of Simeon's own explanations for the longevity of this particular work: that the concepts of neo-institutionalism, historical institutionalism, path dependency, and public choice, were implicit in his work, thus giving it a forward-rather than backward-looking methodology.

Federal-Provincial Diplomacy examines federal-provincial relations in Canada from the early 1960s through the early 1970s across three policy areas: pensions, fiscal relations, and mega-constitutional change. The central thrust of the work is deftly captured in its title and central conceptual contribution, federal-provincial diplomacy. The implications are clear. Federal arrangements not only provide both levels of government with autonomy but also make them inevitably interdependent. Under these conditions, federal and provincial governments relate much as national governments relate in the international system. This process of "direct negotiation between the executives of different governments" stands out as "a distinctive characteristic of the Canadian federal system" (5). In turn, this mode of interaction has been central in "the making of recent policy in Canada." Simeon's central thesis and his empirical depiction of federal-provincial interaction remain highly relevant today.

The chapter on negotiating strategies and tactics is perhaps the most revealing, providing an insider's account of federal-provincial negotiations and showcasing Simeon's diligent interview research and extraordinary access to relevant officials. Perhaps the most interesting theoretical chapters, at least for readers with a taste for more recent theories, which Simeon notes in his preface, are Chapters 11 and 12. Chapter 11 addresses a central element of the book's overarching thesis, asking, "Does the federal-provincial bargaining process we have described really make a difference in the kinds of policies that get made?" (256)

The case of pensions suggests the strong independent effects of the process in that "the negotiations produced alternatives which had not been thought of before" (259). However, in federal-provincial fiscal relations and constitutional relations, one can simply not imagine what the outcomes would look like if the policies were fully under the jurisdictional auspices of one level of government or the other. Instead, Simeon attempts to imagine what outcomes in these areas might have looked like had coordination taken place through an alternative method of independent adjustment. This highlights a challenge resulting from the lack of variation among the case studies. All three policy areas are heavily shaped by federal-provincial interaction and dominated by the same mode of federal-provincial interaction. The case studies are therefore more compelling in understanding the process of federal-provincial diplomacy than in assessing its effects, in identifying the characteristics, which foster this form of negotiation, or in determining whether it ameliorates the scope and intensity of conflict.

Chapter 12 is the most methodologically forward-looking in its examination of feedback effects. It examines path dependence in terms of the centrality of the process of federal-provincial negotiations as well as the ability of provincial governments to successfully press their claims. Of course, as we know in retrospect, there have been important counter-dynamics that served to limit the centrality of federal-provincial negotiations (i.e., Meech Lake and the Charlottetown Accord) as well as to limit the increasing ability of the provinces to press their demands against the federal government.

There is much to commend about Federal-Provincial Diplomacy that one sadly suspects would be lacking if the book had been written today. The book truly examines federal-provincial negotiations through the eyes of those who participated in them. It would be unimaginable today for a graduate student in his or her mid-20s to secure direct access to at least 10 ministers and one premier. A crucial reason for which Federal-Provincial Diplomacy remains a standard work is that it simply cannot be replicated. Furthermore, Simeon's mode of inquiry is much more theoretically eclectic than is currently the fashion. The introduction lists a broad range of questions-I count at least 16-informed by a range of theoretical concerns. A corollary of this theoretical eclecticism is the refreshing lack of jargon. While current trends typically lead students to specialize in individual policy fields, Simeon's methodological approach is more broad-ranging, comparing across numerous policy fields.

On the other hand, had Simeon's work been written today, it would more likely be explicitly comparative. His broadest questions-such as what explains differences in the relationship of central and subnational governments in different federations, how social and institutional factors shape basic patterns of negotiations, and whether federal systems foster types of conflict that would not exist in unitary systems-all cry out for systematic comparative analysis. Some of the most interesting sections of the work are passages in which Simeon discusses (although does not empirically interrogate) comparative examples and he must be lauded for these comparative insights even if they are not fully realized. Second, Simeon's implicit brand of institutionalism tends more toward the rational choice variant than historical institutionalism. Had the book been written today, it might have been more concerned with the unfolding of these processes over longer periods, devoting more time to the sequencing of events, and with a greater appreciation not of their consequences alone but rather how decisions flowed from the consequences of earlier decisions and processes. None of this, of course, is to detract from the fact that the work was clearly at the cutting edge methodologically and conceptually at the time and that Simeon intuitively sensed the importance of a set of questions that were, for the time, more exceptional than commonplace.

Perhaps the most important theoretical implication derives from the postscript where Simeon argues that profound social, political and economic changes since the 1960s-continental north-south economic integration, the "decline of deference," the rise in the status and political claims of cities-had surprisingly little effect on the centrality and conduct of federal-provincial relations in Canada (320). This raises important questions about the degree to which this mode of interaction was primarily shaped by the societal characteristics to which Simeon was so notably sensitive. Moreover, despite Simeon's postscript analysis, there is little evidence of path dependent casual chains explaining why federal-provincial diplomacy as a mode of interaction has persisted (328). Rather, the most compelling explanation for the persistence of such diplomacy is that this mode of interaction flows relatively naturally from the configuration of institutions in Canada: decentralized federalism combined with parliamentary democracy and weak political parties (328-329).

According to Simeon, the most important practical lesson to be drawn from his book is that federal-provincial arrangements in Canada, despite their weaknesses, idiosyncrasies, and tendencies toward dysfunction, generated important policy innovations in the past and are, in his analysis, able to do so again. How they did so and their effects on policy in doing so are the perennial questions, which ensure that Federal-Provincial Diplomacy will remain indispensable.